|
On Conflict
and Consensus
TABLE OF CONTENTS
1
The Advantages of Formal Consensus
2 On Decisionmaking
3 On Conflict and Consensus
4 The Art of Evaluation
5 Roles
6 Techniques
The Advantages of Formal Consensus
There are many ways to make decisions. Sometimes, the most efficient
way to make decisions would be to just let the manager (or CEO, or dictator)make
them. However, efficiency is not the only criteria. When choosing a decision
making method, one needs to ask two questions. Is it a fair process? Does
it produce good solutions?
To judge the process, consider the following: Does the meeting flow
smoothly? Is the discussion kept to the point? Does it take too long to
make each decision? Does the leadership determine the outcome of the discussion?Are
some people overlooked?
To judge the quality of the end result, the decision, consider:Are
the people making the decision, and all those affected, satisfied with
the result? To what degree is the intent of the original proposal accomplished?
Are the underlying issues addressed? Is there an appropriate use of resources?
Would the group make the same decision again?
Autocracy can work, but the idea of a benevolent dictator is just a
dream. We believe that it is inherently better to involve every person
who is affected by the decision in the decision making process. This is
true for several reasons. The decision would reflect the will of the entire
group, not just the leadership. The people who carry out the plans will
be more satisfied with their work. And, as the old adage goes, two heads
are better than one.
This book presents a particular model for decision making we call Formal
Consensus. Formal Consensus has a clearly defined structure. It requires
a commitment to active cooperation, disciplined speaking and listening,and
respect for the contributions of every member. Likewise, every person
has the responsibility to actively participate as a creative individual
within the structure.
Avoidance, denial, and repression of conflict is common during meetings.
Therefore, using Formal Consensus might not be easy at first. Unresolved
conflict from previous experiences could come rushing forth and make the
process difficult, if not impossible. Practice and discipline, however,will
smooth the process. The benefit of everyone's participation and cooperation
is worth the struggle it may initially take to ensure that all voices are
heard.
It is often said that consensus is time-consuming and difficult. Making
complex, difficult decisions is time-consuming, no matter what the process.
Many different methods can be efficient, if every participant shares a
common understanding of the rules of the game. Like any process, Formal
Consensus can be inefficient if a group does not first assent to follow
a particular structure.
This book codifies a formal structure for decision making. It is hoped
that the relationship between this book and Formal Consensus would be
similar to the relationship between Robert's Rules of Order and Parliamentary
Procedure.
Methods of decision making can be seen on a continuum with one person
having total authority on one end to everyone sharing power and responsibility
on the other.
The level of participation increases along this decision making continuum.
Oligarchies and autocracies offer no participation to many of those who
are directly affected. Representative, majority rule, and consensus democracies
involve everybody, to different degrees.
Group Dynamics
A group, by definition, is a number of individuals having some unifying
relationship. The group dynamic created by consensus process is completely
different from that of Parliamentary Procedure, from start to finish. It
is based on different values and uses a different language, a different
structure, and many different techniques, although some techniques are
similar. It might be helpful to explain some broad concepts about group
dynamics and consensus.
Conflict
While decision making is as much about conflict as it is about agreement,
Formal Consensus works best in an atmosphere in which conflict is encouraged,supported,
and resolved cooperatively with respect, nonviolence, and creativity. Conflict
is desirable. It is not something to be avoided, dismissed, diminished,
or denied.
Majority Rule and Competition
Generally speaking, when a group votes using majority rule or Parliamentary
Procedure, a competitive dynamic is created within the group because it
is being asked to choose between two (or more) possibilities. It is just
as acceptable to attack and diminish another's point of view as it is to
promote and endorse your own ideas. Often, voting occurs before one side
reveals anything about itself, but spends time solely attacking the opponent!
In this adversarial environment, one's ideas are owned and often defended
in the face of improvements.
Consensus and Cooperation
Consensus process, on the other hand, creates a cooperative dynamic.
Only one proposal is considered at a time. Everyone works together to make
it the best possible decision for the group. Any concerns are raised and
resolved, sometimes one by one, until all voices are heard. Since proposals
are no longer the property of the presenter, a solution can be created
more cooperatively.
Proposals
In the consensus process, only proposals which intend to accomplish
the common purpose are considered. During discussion of a proposal, everyone
works to improve the proposal to make it the best decision for the group.
All proposals are adopted unless the group decides it is contrary to the
best interests of the group.
Characteristics of Formal Consensus
Before a group decides to use Formal Consensus, it must honestly assess
its ability to honor the principles described in Chapter Three. If the
principles described in this book are not already present or if the group
is not willing to work to create them, then Formal Consensus will not
be possible. Any group which wants to adopt Formal Consensus needs to
give considerable attention to the underlying principles which support
consensus and help the process operate smoothly. This is not to say each
and everyone of the principles described herein must be adopted by every
group, or that each group cannot add its own principles specific to its
goals, but rather, each group must be very clear about the foundation of
principles or common purposes they choose before they attempt the Formal
Consensus decision making process.
Formal Consensus is the least violent decision making process.
Traditional nonviolence theory holds that the use of power to dominate
is violent and undesirable. Nonviolence expects people to use their power
to persuade without deception, coercion, or malice, using truth, creativity,logic,
respect, and love. Majority rule voting process and Parliamentary Procedure
both accept, and even encourage, the use of power to dominate others. The
goal is the winning of the vote, often regardless of another choice which
might be in the best interest of the whole group. The will of the majority
supersedes the concerns and desires of the minority. This is inherently
violent. Consensus strives to take into account everyone's concerns and
resolve them before any decision is made. Most importantly,this process
encourages an environment in which everyone is respected and all contributions
are valued.
Formal Consensus is the most democratic decision making process.
Groups which desire to involve as many people as possible need to use
an inclusive process. To attract and involve large numbers, it is important
that the process encourages participation, allows equal access to power,develops
cooperation, promotes empowerment, and creates a sense of individual responsibility
for the group's actions. All of these are cornerstones of Formal Consensus.
The goal of consensus is not the selection of several options, but the
development of one decision which is the best for the whole group. It
is synthesis and evolution, not competition and attrition.
Formal Consensus is based on the principles of the group.
Although every individual must consent to a decision before it is adopted,if
there are any objections, it is not the choice of the individual alone
to determine if an objection prevents the proposal from being adopted.
Every objection or concern must first be presented before the group and
either resolved or validated. A valid objection is one in keeping with
all previous decisions of the group and based upon the commonly-held principles
or foundation adopted by the group. The objection must not only address
the concerns of the individual, but it must also be in the best interest
of the group as a whole. If the objection is not based upon the foundation,or
is in contradiction with a prior decision, it is not valid for the group,
and therefore, out of order.
Formal Consensus is desirable in larger groups.
If the structure is vague, decisions can be difficult to achieve. They
will become increasingly more difficult in larger groups. Formal Consensus
is designed for large groups. It is a highly structured model. It has
guidelines and formats for managing meetings, facilitating discussions,
resolving conflict, and reaching decisions. Smaller groups may need less
structure, so they may choose from the many techniques and roles suggested
in this book.
Formal Consensus works better when more people participate.
Consensus is more than the sum total of ideas of the individuals in
the group. During discussion, ideas build one upon the next, generating
new ideas, until the best decision emerges. This dynamic is called the
creative interplay of ideas. Creativity plays a major part as everyone
strives to discover what is best for the group. The more people involved
in this cooperative process, the more ideas and possibilities are generated.
Consensus works best with everyone participating. (This assumes, of course,
that everyone in the group is trained in Formal Consensus and is actively
using it.)
Formal Consensus is not inherently time-consuming.
Decisions are not an end in themselves. Decision making is a process
which starts with an idea and ends with the actual implementation of the
decision. While it may be true in an autocratic process that decisions
can be made quickly, the actual implementation will take time. When one
person or as mall group of people makes a decision for a larger group,
the decision not only has to be communicated to the others, but it also
has to be acceptable to them or its implementation will need to be forced
upon them. This will certainly take time, perhaps a considerable amount
of time. On the other hand, if everyone participates in the decision making,
the decision does not need to be communicated and its implementation does
not need to be forced upon the participants. The decision may take longer
to make, but once it is made, implementation can happen in a timely manner.
The amount of time a decision takes to make from start to finish is not
a factor of the process used; rather, it is a factor of the complexity
of the proposal itself. An easy decision takes less time than a difficult,
complex decision,regardless of the process used or the number of people
involved. Of course, Formal Consensus works better if one practices patience,
but any process is improved with a generous amount of patience.
Formal Consensus cannot be secretly disrupted.
This may not be an issue for some groups, but many
people know that the state actively surveys, infiltrates, and disrupts
nonviolent domestic political and religious groups. To counteract anti-democratic
tactics by the state, a group would need to develop and encourage a decision
making process which could not be covertly controlled or manipulated.
Formal Consensus,if practiced as described in this book, is just such
a process. Since the assumption is one of cooperation and good will, it
is always appropriate to ask for an explanation of how and why someone's
actions are in the best interest of the group. Disruptive behavior must
not be tolerated. While it is true this process cannot prevent openly
disruptive behavior, the point is to prevent covert disruption, hidden
agenda, and malicious manipulation of the process. Any group for which
infiltration is a threat ought to consider the process outlined in this
book if it wishes to remain open, democratic,and productive.
On Decision making

Decisions are adopted when all participants consent to the result of
discussion about the original proposal. People who do not agree with a
proposal are responsible for expressing their concerns. No decision is
adopted until there is resolution of every concern. When concerns remain
after discussion,individuals can agree to disagree by acknowledging that
they have unresolved concerns, but consent to the proposal anyway and allow
it to be adopted. Therefore, reaching consensus does not assume that everyone
must be incomplete agreement, a highly unlikely situation in a group of
intelligent,creative individuals.
Consensus is becoming popular as a democratic form of decision making.
It is a process which requires an environment in which all contributions
are valued and participation is encouraged. There are, however, few organizations
which use a model of consensus which is specific, consistent, and efficient.
Often, the consensus process is informal, vague, and very inconsistent.
This happens when the consensus process is not based upon a solid foundation
and the structure is unknown or nonexistent. To develop a more formal
type of consensus process, any organization must define the commonly held
principles which form the foundation of the group's work and intentionally
choose the type of structure within which the process is built.
This book contains the building materials for just such a process. Included
is a description of the principles from which a foundation is created,the
flowchart and levels of structure which are the frame for the process,and
the other materials needed for designing a variety of processes which
can be customized to fit the needs of the organization.
The Structure of Formal Consensus
Many groups regularly use diverse discussion techniques learned from
practitioners in the field of conflict resolution. Although this book does
include several techniques, the book is about a structure called
Formal Consensus. This structure creates a separation between the identification
and the resolution of concerns. Perhaps, if everybody in the
group has no trouble saying what they think, they won't need this structure.
This predictable structure provides opportunities to those who don't feel
empowered to participate.
Formal Consensus is presented in levels or cycles. In the first level,the
idea is to allow everyone to express their perspective, including concerns,but
group time is not spent on resolving problems. In the second level the
group focuses its attention on identifying concerns, still not resolving
them. This requires discipline. Reactive comments, even funny ones, and
resolutions, even good ones, can suppress the creative ideas of others.
Not until the third level does the structure allow for exploring resolutions.
Each level has a different scope and focus. At the first level, the
scope is broad, allowing the discussion to consider the philosophical and
political implications as well as the general merits and drawbacks and
other relevant information. The only focus is on the proposal as a whole.
Some decisions can be reached after discussion at the first level. At
the second level, the scope of the discussion is limited to the concerns.
They are identified and publicly listed, which enables everyone to get
an overall picture of the concerns. The focus of attention is on identifying
the body of concerns and grouping similar ones. At the third level, the
scope is very narrow. The focus of discussion is limited to a single unresolved
concern until it is resolved.
The Flow of the Formal Consensus Process
In an ideal situation, every proposal would be submitted in writing
and briefly introduced the first time it appears on the agenda. At the
next meeting, after everyone has had enough time to read it and carefully
consider any concerns, the discussion would begin in earnest. Often, it
would not be until the third meeting that a decision is made. Of course,
this depends upon how many proposals are on the table and the urgency of
the decision.
Clarify the Process
The facilitator introduces the person presenting the proposal and gives
a short update on any previous action on it. It is very important for
the facilitator to explain the process which brought this proposal to
the meeting,and to describe the process that will be followed to move the
group through the proposal to consensus. It is the facilitator's job to
make sure that every participant clearly understands the structure and
the discussion techniques being employed while the meeting is in progress.
Present Proposal or Issue
When possible and appropriate, proposals ought to be prepared in writing
and distributed well in advance of the meeting in which a decision is
required. This encourages prior discussion and consideration, helps the
presenter anticipate concerns, minimizes surprises, and involves everyone
in creating the proposal. (If the necessary groundwork has not been done,
the wisest choice might be to send the proposal to committee. Proposal
writing is difficult to accomplish in a large group. The committee would
develop the proposal for consideration at a later time.) The presenter
reads the written proposal aloud, provides background information, and
states clearly its benefits and reasons for adoption, including addressing
any existing concerns.
Questions Which Clarify the Presentation
Questions are strictly limited by the facilitator to those which seek
greater comprehension of the proposal as presented. Everyone deserves the
opportunity to fully understand what is being asked of the group before
discussion begins. This is not a time for comments or concerns. If there
are only a few questions, they can be answered one at a time by the person
presenting the proposal. If there are many, a useful technique is hearing
all the questions first, then answering them together. After answering
all clarifying questions, the group begins discussion.
Level One: Broad Open Discussion
General Discussion
Discussion at this level ought to be the broadest in scope. Try to encourage
comments which take the whole proposal into account; i.e., why it is a
good idea, or general problems which need to be addressed. Discussion at
this level often has a philosophical or principled tone, purposely addressing
how this proposal might affect the group in the long run or what kind
of precedent it might create, etc. It helps every proposal to be discussed
in this way, before the group engages in resolving particular concerns.
Do not allow one concern to become the focus of the discussion. When particular
concerns are raised, make note of them but encourage the discussion to
move back to the proposal as a whole. Encourage the creative interplay
of comments and ideas. Allow for the addition of any relevant factual
information. For those who might at first feel opposed to the proposal,
this discussion is consideration of why it might be good for the group
in the broadest sense. Their initial concerns might, in fact, be of general
concern to the whole group. And, for those who initially support the proposal,
this is a time to think about the proposal broadly and some of the general
problems. If there seems to be general approval of the proposal, the facilitator,or
someone recognized to speak, can request a call for consensus.
Call for Consensus
The facilitator asks, "Are there any unresolved concerns?" or "Are
there any concerns remaining?" After a period of silence, if no additional
concerns are raised, the facilitator declares that consensus is reached
and the proposal is read for the record. The length of silence ought to
be directly related to the degree of difficulty in reaching consensus;
an easy decision requires a short silence, a difficult decision requires
a longer silence. This encourages everyone to be at peace in accepting
the consensus before moving on to other business. At this point, the facilitator
assigns task responsibilities or sends the decision to a committee for
implementation. It is important to note that the question is not "Is there
consensus?"or "Does everyone agree?". These questions do not encourage
an environment in which all concerns can be expressed. If some people
have a concern,but are shy or intimidated by a strong showing of support
for a proposal,the question "Are there any unresolved concerns?" speaks
directly to them and provides an opportunity for them to speak. Any concerns
for which someone stands aside are listed with the proposal and become
a part of it.
Level Two: Identify Concerns
List All Concerns
At the beginning of the next level, a discussion technique called brainstorming(see
page 55) is used so that concerns can be identified and written down publicly
by the scribe and for the record by the note taker. Be sure the scribe
is as accurate as possible by checking with the person who voiced the
concern before moving on. This is not a time to attempt to resolve concerns
or determine their validity. That would stifle free expression of concerns.
At this point, only concerns are to be expressed, reasonable or unreasonable,
well thought out or vague feelings. The facilitator wants to interrupt
any comments which attempt to defend the proposal, resolve the concerns,
judge the value of the concerns, or in any way deny or dismiss another's
feelings of doubt or concern. Sometimes simply allowing a concern to be
expressed and written down helps resolve it. After all concerns have
been listed, allow the group a moment to reflect on them as a whole.
Group Related Concerns
At this point, the focus is on identifying patterns and relationships
between concerns. This short exercise must not be allowed to focus upon
or resolve any particular concern.
Level Three: Resolve Concerns
Resolve Groups of Related Concerns
Often, related concerns can be resolved as a group.
Call for Consensus
If most of the concerns seem to have been resolved, call for consensus
in the manner described earlier. If some concerns have not been resolved
at this time, then a more focused discussion is needed.
Restate Remaining Concerns (One at a Time)
Return to the list. The facilitator checks each one with the group and
removes ones which have been resolved or are, for any reason, no longer
of concern. Each remaining concern is restated clearly and concisely and
addressed one at a time. Sometimes new concerns are raised which need to
be added to the list. However, every individual is responsible for honestly
expressing concerns as they think of them. It is not appropriate to hold
back a concern and spring it upon the group late in the process. This
undermines trust and limits the group's ability to adequately discuss
the concern in its relation to other concerns.
Questions Which Clarify the Concern
The facilitator asks for any questions or comments which would further
clarify the concern so everyone clearly understands it before discussion
starts.
Discussion Limited to Resolving One Concern
Use as many creative group discussion techniques as needed to facilitate
a resolution for each concern. Keep the discussion focused upon the particular
concern until every suggestion has been offered. If no new ideas are coming
forward and the concern cannot be resolved, or if the time allotted for
this item has been entirely used, move to one of the closing options described
below.
Call for Consensus
Repeat this process until all concerns have been resolved. At this point,the
group should be at consensus, but it would be appropriate to call for
consensus anyway just to be sure no concern has been overlooked.
Closing Options
Send to Committee
If a decision on the proposal can wait until the whole group meets again,then
send the proposal to a committee which can clarify the concerns and bring
new, creative resolutions for consideration by the group. It is a good
idea to include on the committee representatives of all the major concerns,
as well as those most supportive of the proposal so they can work out
solutions in a less formal setting. Sometimes, if the decision is needed
before the next meeting, a smaller group can be empowered to make the
decision for the larger group, but again, this committee should include
all points of view. Choose this option only if it is absolutely necessary
and the whole group consents.
Stand Aside (Decision Adopted with Unresolved Concerns Listed)
When a concern has been fully discussed and cannot be resolved, it is
appropriate for the facilitator to ask those persons with this concern
if they are willing to stand aside; that is, acknowledge that the concern
still exists,but allow the proposal to be adopted. It is very important
for the whole group to understand that this unresolved concern is then
written down with the proposal in the record and, in essence, becomes a
part of the decision. This concern can be raised again and deserves more
discussion time as it has not yet been resolved. In contrast, a concern
which has been resolved in past discussion does not deserve additional
discussion, unless something new has developed. Filibustering is not appropriate
in Formal Consensus.
Declare Block
After having spent the allotted agenda time moving through the
three levels of discussion trying to achieve consensus and concerns
remain which are unresolved, the facilitator is obligated to declare that
consensus cannot be reached at this meeting, that the proposal is blocked,
and move on to the next agenda item. The Rules of Formal Consensus The
guidelines and techniques in this book are flexible and meant to be modified.
Some of the guidelines, however, seem almost always to be true. These
are the Rules of Formal Consensus: 1. Once a decision has been adopted
by consensus,it cannot be changed without reaching a new consensus. If
a new consensus cannot be reached, the old decision stands. 2. In general,
only one person has permission to speak at any moment. The person with
permission to speak is determined by the group discussion technique in
use and/or the facilitator.(The role of Peace keeper is exempt from this
rule.) 3. All structural decisions(i.e., which roles to use, who fills
each role, and which facilitation technique and/or group discussion technique
to use) are adopted by consensus without debate. Any objection automatically
causes a new selection to be made. If a role cannot be filled without
objection, the group proceeds without that role being filled. If much
time is spent trying to fill roles or find acceptable techniques, then
the group needs a discussion about the unity of purpose of this group
and why it is having this problem, a discussion which must be put on the
agenda for the next meeting, if not held immediately.4. All content decisions
(i.e., the agenda contract, committee reports, proposals, etc.) are adopted
by consensus after discussion. Every content decision must be openly discussed
before it can be tested for consensus.5. A concern must be based upon
the principles of the group to justify a block to consensus. 6. Every
meeting which uses Formal Consensus must have an evaluation.
On Conflict and Consensus
Conflict is usually viewed as an impediment to reaching agreements and disruptive to peaceful relationships. However,
it is the underlying thesis of Formal Consensus
that nonviolent conflict is necessary and desirable.
It provides the motivations for improvement. The challenge
is the creation of an understanding in all who
participate that conflict, or differing opinions about
proposals, is to be expected and acceptable. Do not
avoid or repress conflict. Create an environment in which disagreement
can be expressed without fear. Objections and
criticisms can be heard not as attacks,not as attempts to defeat a proposal,
but as a concern which, when resolved,will make the proposal stronger.
This understanding of conflict may not be easily accepted by the members of a group. Our training by society undermines
this concept. Therefore,it will not be easy to create the kind of environment
where differences can be expressed without fear
or resentment. But it can be done. It will require
tolerance and a willingness to experiment. Additionally, the values and principles which form the basis of commitment
to work together to resolve conflict need
to be clearly defined, and accepted by all involved.
If a group desires to adopt Formal Consensus as its decision
making process,the first step is the creation of a Statement
of Purpose or Constitution. This document
would describe not only the common purpose, but would also include the definition of the group's principles
and values. If the group discusses and writes
down its foundation of principles at the start, it
is much easier to determine group versus individual concerns later
on.
The following are principles which form the foundation of Formal Consensus. A commitment to these principles and/or
a willingness to develop them is necessary. In
addition to the ones listed herein, the group might add principles and values which are specific to its purpose.
Foundation Upon Which Consensus Is Built
For consensus to work well, the process must be conducted in an environment which promotes trust, respect, and skill
sharing. The following are principles which,
when valued and respected, encourage and build consensus.
Trust
Foremost is the need for trust. Without some amount of trust, there will be no cooperation or nonviolent resolution to
conflict. For trust to flourish,it is desirable for individuals to be
willing to examine their attitudes and be open
to new ideas. Acknowledgment and appreciation
of personal and cultural differences promote trust.
Neither approval nor friendship are necessary
for a good working relationship. By developing trust, the process of consensus encourages the intellectual
and emotional development of the individuals
within a group.
Respect
It is everyone's responsibility to show respect to one another. People feel respected when everyone listens, when
they are not interrupted, when their ideas are
taken seriously. Respect for emotional as well as logical
concerns promotes the kind of environment necessary for developing consensus. To promote respect, it is important to
distinguish between an action which causes a problem
and the person who did the action, between the deed
and the doer. We must criticize the act, not the person. Even if
you think the person isthe problem, responding
that way never resolves anything.(See pages 7- 8.)
Unity of Purpose
Unity of purpose is a basic understanding about the goals and purpose of the group. Of course, there will be varying opinions
on the best way to accomplish these goals. However,
there must be a unifying base, a common starting point,
which is recognized and accepted by all.
Nonviolence
Nonviolent decision makers use their power
to achieve goals while respecting differences and
cooperating with others. In this environment, it is
considered violent to use power to dominate or control the group
process. It is understood that the power of revealing
your truth is the maximum force allowed to persuade
others to your point of view.
Self Empowerment
It is easy for people to unquestioningly rely on authorities and experts to do their thinking and
decision making for them. If members of a group
delegate their authority, intentionally or not, they fail to accept responsibility for the group's decisions. Consensus
promotes and depends upon self empowerment. Anyone can
express concerns. Everyone seeks creative solutions and is responsible for every decision. When all are encouraged
to participate, the democratic nature of the process
increases.
Cooperation
Unfortunately, Western society is saturated in competition. When winning arguments becomes more important than achieving
the group's goals, cooperation is difficult, if
not impossible. Adversarial attitudes toward proposals
or people focus attention on weakness rather than strength. An attitude of helpfulness and support builds cooperation.
Cooperation is a shared responsibility in finding
solutions to all concerns. Ideas offered in the spirit
of cooperation help resolve conflict. The best decisions arise through an open and creative interplay of ideas.
Conflict Resolution
The free flow of ideas, even among friends, inevitably leads to conflict. In this context, conflict is simply the
expression of disagreement. Disagreement itself is
neither good nor bad. Diverse viewpoints bring into focus and explore the strengths and weaknesses of attitudes,
assumptions, and plans. Without conflict, one
is less likely to think about and evaluate one's views
and prejudices. There is no right decision, only the best one for the whole group. The task is to work
together to discover which choice is most acceptable
to all members.
Avoid blaming anyone for conflict. Blame is inherently violent. It attacks dignity and empowerment. It encourages people
to feel guilty, defensive,and alienated. The group will lose its ability
to resolve conflict. People will hide their true
feelings to avoid being blamed for the conflict.
Avoidance of conflicting ideas impedes resolution for failure to explore and develop the feelings that gave rise to
the conflict. The presence of conflict can create
an occasion for growth. Learn to use it as acatalyst
for discovering creative resolutions and for developing a better understanding of each other. With patience, anyone
can learn to resolve conflict creatively,without defensiveness or guilt.
Groups can learn to nurture and support their
members in this effort by allowing creativity and experimentation. This process necessitates that the
group continually evaluate and improve these skills.
Commitment to the Group
In joining a group, one accepts a personal responsibility to behave
with respect, good will, and honesty. Each
one is expected to recognize that the group's
needs have a certain priority over the desires of the individual. Many people participate in group work
in a very egocentric way. It is important to accept
the shared responsibility for helping to find solutions to other's concerns.
Active Participation
We all have an inalienable right to express our own best thoughts. We decide for ourselves what is right and wrong. Since
consensus is a process of synthesis, not competition,
all sincere comments are important andvaluable. If
ideas are put forth as the speaker's property and individuals are strongly attached to their opinions, consensus will
be extremely difficult. Stubbornness,closed mindedness,
and possessiveness lead to defensive and argumentative
behavior that disrupts the process. For active participation to
occur,it is necessary to promote trust by creating an atmosphere in which every contribution is considered valuable. With
encouragement, each person can develop knowledge
and experience, a sense of responsibility and competency,and the ability
to participate.
Equal Access to Power
Because of personal differences (experience, assertiveness, social conditioning,access
to information, etc.) and political disparities, some people inevitably have more effective power than others.
To balance this inequity, everyone needs to
consciously attempt to creatively share power, skills, and information. Avoid hierarchical structures that
allow some individuals to assume undemocratic power
over others. Egalitarian and accountable structures promote universal access to power.
Patience
Consensus cannot be rushed. Often, it functions smoothly, producing
effective,stable results. Sometimes, when difficult situations arise, consensus requires more time to allow for the creative interplay
of ideas. During these times,patience is more advantageous than tense,
urgent, or aggressive behavior. Consensus is
possible as long as each individual acts patiently and respectfully.
Impediments To Consensus Lack of Training
It is necessary to train people in the theory and practice of consensus. Until consensus is a common form of decision making in our society, new members will need some way of learning about
the process. It is important to offer regular
opportunities for training. If learning about Formal Consensus is not made easily accessible, it will limit
full participation and create inequities which
undermine this process. Also, training provides opportunities
for people to improve their skills, particularly facilitation skills, in a setting where experimentation and role-plays
can occur.
External Hierarchical Structures
It can be difficult for a group to reach consensus internally when it is part of a larger group which does not recognize
or participate in the consensus process. It can
be extremely frustrating if those external to the group
can disrupt the decision making by interfering
with the process by pulling rank. Therefore,
it is desirable for individuals and groups to recognize
that they can be autonomous in relation to external power if they
are willing to take responsibility for their
actions.
Social Prejudice
Everyone has been exposed to biases, assumptions, and prejudices which interfere with the spirit of cooperation and
equal participation. All people are influenced
by these attitudes, even though they may deplore them. People are not generally encouraged to confront these
prejudices in themselves or others. Members of
a group often reflect social biases without realizing
or attempting to confront and change them. If the group views a prejudicial attitude as just one individual's problem,
then the group will not address the underlying
social attitudes which create such problems. It is appropriate
to expose, confront, acknowledge, and attempt to resolve socially
prejudicial attitudes, but only in the
spirit of mutual respect and trust. Members are responsible
for acknowledging when their attitudes are influenced by disruptive social training and for changing them.
When a supportive atmosphere for recognizing and
changing undesirable attitudes exists, the group as
a whole benefits.
On Degrees of Conflict
- Consensus is a process of nonviolent conflict resolution. The expression
of concerns and conflicting ideas is
considered desirable and important. When a group
creates an atmosphere which nurtures and supportsdisagreement
without hostility and fear, it builds a foundation for stronger,
more creative decisions.
Each individual is responsible for expressing one's own concerns. It is best if each concern is expressed as if it will
be resolved. The group then responds by trying
to resolve the concern through group discussion. If
the concern remains unresolved after a full and open discussion, then the facilitator asks how the concern is based
upon the foundation of the group. If it is, then
the group accepts that the proposal is blocked.
- From this perspective, it is not decided
by the individual alone if a particular concern is
blocking consensus; it is determined in cooperation with the whole group. The group determines a concerns legitimacy. A concern is legitimate if it is based upon the principles
of the group and therefore relevant to the group
as a whole. If the concern is determined to be unprincipled
or not of consequence, the group can decide the concern is inappropriate and drop it from discussion. If a
reasonable solution offered is not accepted by the
individual, the group may decide the concern has been resolved and the individual is out of order for failure to
recognize it.
Herein lies a subtle pitfall. For consensus to work well, it is helpful for individuals to recognize the group's involvement
in determining which concerns are able to be
resolved, which need more attention, and, ultimately,which are blocking
consensus. The pitfall is failure to accept the limit
on an individual's power to determine which concerns are principled or based upon the foundation of the group and which
ones are resolved. After discussion, if the
concern is valid and unresolved, it again falls upon
the individual to choose whether to stand aside or block consensus.
- The individual is responsible for
expressing concerns; the group is responsible for resolving
them. The group decides whether a concern is legitimate;the individual
decides whether to block or stand aside.
All concerns are important and need to be resolved. It is not appropriate for a person to come to a meeting planning
to block a proposal or, during discussion, to
express their concerns as major objections or blocking concerns. Often, during discussion, the person learns
additional information which resolves the concern.
Sometimes, after expressing the concern, someone is
able to creatively resolve it by thinking of something new.
It often happens that a concern which seems to
be extremely problematic when it is first mentioned
turns out to be easily resolved. Sometimes the reverse
happens and a seemingly minor concern brings forth much larger concerns.
The following is a description of different types of concerns and how they affect individuals and the group.
- Concerns which can be addressed and
resolved by making small changes in the proposal
can be called minor concerns. The person supports the proposal,but has
an idea for improvement.
When a person disagrees with the proposal in part, but consents to the overall idea, the person has a reservation. The
person is not completely satisfied with the
proposal, but is generally supportive. This kind of concern
can usually be resolved through discussion. Sometimes, it is enough for the person to express the concern and feel that
it was heard, without any actual resolution.
- When a person does not agree with
the proposal, the group allows that person to try
and persuade it to see the wisdom of the disagreement. If the group is not persuaded or the disagreement cannot
be resolved, the person might choose to stand
aside and allow the group to go forward. The person and the group are agreeing to disagree, regarding
each point of view with mutual respect. Occasionally,
it is a concern which has no resolution; the person
does not feel the need to block the decision, but wants to express the concern and lack of support for the proposal.
A blocking concern must be based on a generally recognized
principle, not personal preference, or it
must be essential to the entire group's well-being. Before
a concern is considered to be blocking, the group must have already accepted the validity of the concern and
a reasonable attempt must have been made to resolve
it. If legitimate concerns remain unresolved and the
person has not agreed to stand aside, consensus is blocked.
The Art of Evaluation
Meetings can often be a time when some people experience feelings of frustration or confusion. There is always room for
improvement in the structure of the process and/or
in the dynamics of the group. Often, there is no time
to talk directly about group interaction during the meeting. Reserve time at the end of the meeting to allow some of these
issues and feelings to be expressed.
Evaluation is very useful when using consensus. It is worth the time. Evaluations need not take long, five to ten
minutes is often enough. It is not a discussion,
nor is it an opportunity to comment on each other's
statements. Do not reopen discussion on an agenda item. Evaluation
is a special time to listen to each other and
learn about each other. Think about how the group
interacts and how to improve the process.
Be sure to include the evaluation comments in the notes of the meeting. This is important for two reasons. Over time,
if the same evaluation comments are made again
and again, this is an indication that the issue behind the
comments needs to be addressed. This can be accomplished by placing this issue on the agenda for the next meeting. Also,
when looking back at notes from meetings
long ago, evaluation comments can often reveal a great deal about what actually happened, beyond what decisions
were made and reports given. They give a glimpse
into complex interpersonal dynamics.
Purpose of Evaluation
Evaluation provides a forum to address procedural flaws, inappropriate behavior, facilitation problems, logistical
difficulties, overall tone,etc. Evaluation is not a time to reopen discussion,
make decisions or attempt to resolve problems,
but rather, to make statements, express feelings,highlight problems, and
suggest solutions in a spirit of cooperation and trust.
To help foster communication, it is better if each criticism is coupled with a specific suggestion for improvement.
Also, always speak for oneself. Do not attempt
to represent anyone else.
Encourage everyone who participated in the meeting to take part in the evaluation. Make comments on what worked and
what did not. Expect differing opinions. It is
generally not useful to repeat other's comments.Evaluations
prepare the group for better future meetings. When the process
works well,the group responds supportively in a difficult situation, or
the facilitator does an especially good job,
note it, and appreciate work well done.
Do not attempt to force evaluation. This will cause superficial or irrelevant comments. On the other hand, do not allow
evaluations to run on. Be sure to take each comment
seriously and make an attempt, at a later time, to resolve
or implement them. Individuals who feel their suggestions are ignored or disrespected will lose trust and interest
in the group.
For gatherings, conferences, conventions or large meetings, the group might consider having short evaluations after
each section, in addition to the one at the
end of the event. Distinct aspects on which the group might focus include:
the process itself, a specific role, a particular technique,
fears and feelings, group dynamics, etc.
At large meetings, written evaluations provide a means for everyone to respond and record comments and suggestions
which might otherwise be lost. Some people
feel more comfortable writing their evaluations rather
than saying them. Plan the questions well, stressing what was learned,what
was valuable, and what could have been better and how. An evaluation committee allows an opportunity for the
presenters, facilitators, and/or coordinators
to get together after the meeting to review evaluation comments,consider
suggestions for improvement, and possibly prepare an evaluation report.
Review and evaluation bring a sense of completion to the meeting. A good evaluation will pull the experience together,
remind everyone of the group's unity of purpose,
and provide an opportunity for closing comments.
Uses of Evaluation
There are at least ten ways in which evaluation helps improve meetings. Evaluations:
-
Improve the process by analysis of
what happened, why it happened, and how it might
be improved
-
Examine how certain attitudes and statements
might have caused various problems and encourage
special care to prevent them from recurring
-
Foster a greater understanding of group
dynamics and encourage a method of group learning
or learning from each other
-
Allow the free expression of feelings
-
Expose unconscious behavior or attitudes
which interfere with the process
-
Encourage the sharing of observations
and acknowledge associations with society
-
Check the usefulness and effectiveness
of techniques and procedures
-
Acknowledge good work and give appreciation
to each other
-
Reflect on the goals set for the meeting
and whether they were attained
-
Examine various roles, suggest ways
to improve them, and create new ones as needed
-
Provide an overall sense of completion and closure to the meeting
Types of Evaluation Questions
It is necessary to be aware of the way in which questions are asked during evaluation. The specific wording can
control the scope and focus of consideration and
affect the level of participation. It can causeresponses
which focus on what was good and bad, or right and wrong, rather
than on what worked and what needed improvement.
Focus on learning and growing. Avoid blaming.
Encourage diverse opinions.
Some sample questions for an evaluation:
-
Were members uninterested or bored
with the agenda, reports, or discussion?
-
Did members withdraw or feel isolated?
-
Is attendance low? If so, why?
-
Are people arriving late or leaving
early? If so, why?
-
How was the overall tone or atmosphere?
-
Was there an appropriate use of resources?
-
Were the logistics (such as date, time,
or location) acceptable?
-
What was the most important experience
of the event?
-
What was the least important experience
of the event?
-
What was the high point? What was the
low point?
-
What did you learn?
-
What expectations did you have at the
beginning and to what degree were they met?
How did they change?
-
What goals did you have and to what
degree were they accomplished?
-
What worked well? Why?
-
What did not work so well? How could
it have been improved?
-
What else would you suggest be changed
or improved, and how?
-
What was overlooked or left out?
Roles
A role is a function of process, not content. Roles are used during
a meeting according to the needs of the situation.
Not all roles are useful at every meeting, nor
does each role have to be filled by a separate person. formal consensus functions more smoothly if the person
filling a role has some experience, therefore
is desirable to rotate roles. Furthermore, one who has
experienced a role is more likely to be supportive of whomever currently has that role. Experience in each role also
encourages confidence and participation. It is
best, therefore, for the group to encourage everyone to experience each role.
Agenda Planners
A well planned agenda is an important tool for a smooth meeting, although it does not guarantee it. Experience has
shown that there is a definite improvement in
the flow and pace of a meeting if several people get together prior to the start of the meeting and propose
an agenda. In smaller groups,the facilitator often proposes an agenda.
The agenda planning committee has six tasks:
There are at least four sources of agenda items:
-
suggestions from members
-
reports or proposals from committees
-
business from the last meeting
-
standard agenda items, including:
-
introduction
-
agenda review
-
review notes
-
break
-
announcements
-
decision review
-
evaluation
Once all the agenda items have been collected, they are listed in an order which seems efficient and appropriate. Planners
need to be cautious that items at the top of
the agenda tend to use more than their share of time,thereby limiting the
time available for the rest. Each group has different
needs. Some groups work best taking care of business first, then addressing the difficult items. Other groups might
find it useful to take on the most difficult work
first and strictly limit the time or let it take all it needs. The following are recommendations for keeping
the focus of attention on the agenda:
-
alternate long and short, heavy and
light items
-
place reports before their related
proposals
-
take care of old business before addressing
new items
-
consider placing items which might
generate a sense of accomplishment early in the
meeting
-
alternate presenters
-
be flexible
Usually, each item already has a presenter. If not, assign one. Generally,it
is not wise for facilitators to present reports or proposals. However,it
is convenient for facilitators to present some of the standard agenda items.
For complex or especially controversial items, the agenda planners could suggest various options for group discussion
techniques. This may be helpful to the facilitator.
Next, assign time limits for each item. It is important to be realistic,being
careful to give each item enough time to be fully addressed without being unfair to other items. Generally, it
is not desirable to propose an agenda which exceeds
the desired overall meeting time limit.
The last task is the writing of the proposed agenda so all can see it and refer to it during the meeting. Each item
is listed in order, along with its presenter
and time limit.
The following agenda is an example of how an agenda is structured and what information is included in it. It shows
the standard agenda items,the presenters, the time limits and the order
in which they will be considered. It also shows
one way in which reports and proposals can be presented,but each group
can structure this part of the meeting in whatever way suits its needs. This model does not show the choices
of techniques for group discussion which the agenda
planners might have considered.
Standard Agend
Agenda Item
Presenter
Time
INTRODUCTION
Facilitator
5 min
AGENDA REVIEW
Facilitator
5 min
REVIEW NOTES
Note taker
5 min
REPORTS:
-
Previous activities
-
Standing committees
20 min
PROPOSALS
15 min
BREAK
5 min
REPORTS
20 min
PROPOSALS
30 min
ANNOUNCEMENTS
5 min
REVIEW DECISIONS
Note taker
5 min
EVALUATION
10 min
CLOSING
Facilitator
5 min
TOTAL
2 hours
Facilitator
The word facilitate means to make easy. A facilitator conducts group business and guides the Formal Consensus process
so that it flows smoothly. Rotating facilitation from
meeting to meeting shares important skills among the
members. If everyone has firsthand knowledge about facilitation,
it will help the flow of all meetings. Co-facilitation,
or having two (or more)people facilitate a meeting, is recommended. Having
a woman and a man share the responsibilities
encourages a more balanced meeting. Also, an inexperienced
facilitator may apprentice with a more experienced one. Try to use
a variety of techniques throughout the meeting.
And remember, a little bit of humor can go a
long way in easing tension during a long, difficult meeting.
Good facilitation is based upon the following principles:
Non-Directive Leadership
Facilitators accept responsibility for moving through the agenda in the allotted time, guiding the process, and suggesting
alternate or additional techniques. In this
sense, they do lead the group. However, they do not
give their personal opinions nor do they attempt to direct the content of the discussion. If they want to participate,
they must clearly relinquish the role
and speak as an individual. During a meeting, individuals
are responsible for expressing their own concerns and thoughts.
Facilitators,on the other hand, are responsible for addressing the needs
of the group. They need to be aware of the group
dynamics and constantly evaluate whether the discussion
is flowing well. There may be a need for a change in the discussion technique. They need to be diligent
about the fair distribution of attention, being
sure to limit those who are speaking often and offering
opportunities to those who are not speaking much or at all. It follows that one person cannot simultaneously give
attention to the needs of the group and think
about a personal response to a given situation. Also, it is not appropriate for the facilitator to give
a particular point of view or dominate the discussion.
This does not build trust, especially in those who
do not agree with the facilitator.
Clarity of Process
The facilitator is responsible for leading the meeting openly so that everyone present is aware of the process and how
to participate. This means it is important to
constantly review what just happened, what is about to happen,and how it
will happen. Every time a new discussion technique is introduced,explain
how it will work and what is to be accomplished. This is both educational and helps new members participate more
fully.
Agenda Contract
The facilitator is responsible for honoring the agenda contract. The facilitator keeps the questions and discussion focused
on the agenda item. Be gentle,but firm, because fairness dictates that
each agenda item gets only the time allotted.
The agenda contract is made when the agenda is reviewed
and accepted. This agreement includes the items on the agenda, the order in which they are considered, and the time
allotted to each. Unless the whole group agrees
to change the agenda, the facilitator is obligated to
keep the contract. The decision to change the agenda must be a
consensus,with little or no discussion.
At the beginning of the meeting, the agenda is presented to the whole group and reviewed, item by item. Any member
can add an item if it has been omitted. While
every agenda suggestion must be included in the agenda,it does not necessarily
get as much time as the presenter wants. Time ought to
be divided fairly, with individuals recognizing the fairness of old items generally getting more time than new items
and urgent items getting more time than items
which can wait until the next meeting, etc. Also,review the suggested
presenters and time limits. If anything seems inappropriate
or unreasonable, adjustments may be made. Once the whole agenda
has been reviewed and consented to, the agenda
becomes a contract. The facilitator is obligated
to follow the order and time limits. This encourages members to be on time to meetings.
Good Will
Always try to assume good will. Assume every statement and action is sincerely intended to benefit the group. Assume
that each member understands the group's purpose
and accepts the agenda as a contract.
Often, when we project our feelings and expectations onto others, we influence their actions. If we treat others as
though they are trying to get attention, disrupt
meetings, or pick fights, they will often fulfill our
expectations. A resolution to conflict is more likely to occur
if we act as though there will be one. This is
especially true if someone is intentionally trying
to cause trouble or who is emotionally unhealthy. Do
not attack the person, but rather, assume good will and ask the person to explain to the group how that person's
statements or actions are in the best interest
of the group. It is also helpful to remember to separate
the actor from the action. While the behavior may be unacceptable, the person is not bad. Avoid accusing the
person of being the way they behave.
Remember, no one has theanswer. The group's work
is the search for the best and most creative process, one which fosters a mutually satisfying resolution to
any concern which may arise.
Peace keeper
The role of peace keeper is most useful in
large groups or when very touchy,controversial topics are being discussed.
A person who is willing to remain somewhat aloof
and is not personally invested in the content of the discussion would be a good candidate for peace keeper.
This person is selected without discussion by
all present at the beginning of the meeting. If no one wants this role, or if no one can be selected without
objection, proceed without one, recognizing that
the facilitator's job will most likely be more difficult.
This task entails paying attention to the overall mood or tone of the meeting. When tensions increase dramatically
and angers flare out of control,the peace keeper interrupts briefly to
remind the group of its common goals and commitment
to cooperation. The most common way to accomplish this is a call for a few moments of silence.
The peace keeper is the only person with prior permission to interrupt a speaker or speak without first being recognized
by the facilitator. Also,it is important to note that the peace keeper's comments are always directed at the whole group, never at one individual
or small group within the larger group. Keep
comments short and to the point.
The peace keeper may always, of course, point out when the group did something well. People always like to be acknowledged
for positive behavior.
Advocate
Like the peace keeper, advocates are selected without discussion at the beginning of the meeting. If, because of strong
emotions, someone is unable to be understood,
the advocate is called upon to help. The advocate would
interrupt the meeting, and invite the individual to literally step outside the meeting for some one-on-one discussion.
An upset person can talk to someone with whom
they feel comfortable. This often helps them make clear
what the concern is and how it relates to the best interest of the group. Assume the individual is acting in good faith.
Assume the concern is in the best interest of the group. While they are
doing this, everyone else might take a short
break, or continue with other agenda items. When they
return, the meeting (after completing the current agenda item)
hears from the advocate. The intent here is the
presentation of the concern by the advocate rather
than the upset person so the other group members might
hear it without the emotional charge. This procedure is a last
resort,to be used only when emotions are out of control and the person
feels unable to successfully express an idea.
Timekeeper
The role of timekeeper is very useful in almost all meetings. One is selected at the beginning of the meeting to assist
the facilitator in keeping within the time limits
set in the agenda contract. The skill in keeping time is the prevention of an unnecessary time pressure
which might interfere with the process. This can
be accomplished by keeping everyone aware of the status
of time remaining during the discussion. Be sure to give ample warning towards the end of the time limit so the
group can start to bring the discussion to a
close or decide to rearrange the agenda to allow more time for the current topic. There is nothing inherently wrong
with going over time as long as everyone consents.
Public Scribe
The role of public scribe is simply the writing, on paper or blackboard,of
information for the whole group to see. This person primarily assists the facilitator by taking a task which might
otherwise distract the facilitator and interfere
with the overall flow of the meeting. This role isparticularly
useful during brainstorms, report backs from
small groups, or whenever it would help
the group for all to see written information.
Note taker
The importance of a written record of the meetings cannot be overstated. The written record, sometimes called notes
or minutes, can help settle disputes of memory
or verify past decisions. Accessible notes allow absent
members to participate in ongoing work. Useful items to include
in the notes are:
-
date and attendance
-
verbatim notes
-
proposals (with revisions)
-
decisions (with concerns listed)
-
announcements
-
next meeting time and place
-
evaluation comments
After each decision is made, it is useful to have the note taker read the notes aloud
to ensure accuracy. At the end of the meeting, it is also helpful to
have the note taker present to the group a review
of all decisions. In larger groups, it is often
useful to have two note takers simultaneously,because
everyone, no matter how skilled, hears information and expresses it differently. Note
takers are responsible for making sure the notes are recorded accurately, and are reproduced and distributed
according to the desires of the group (i.e., mailed to everyone, handed out at the next meeting, filed, etc.).
Doorkeeper
Doorkeepers are selected in advance of the meeting and need to arrive early enough to familiarize themselves with the physical
layout of the space and to receive any last minute
instructions from the facilitator. They need to
be prepared to miss the first half hour of the meeting. Prior to the start of the meeting, the doorkeeper welcomes
people, distributes any literature connected
to the business of the meeting, and informs them of
any pertinent information (the meeting will start fifteen minutes
late,the bathrooms are not wheelchair accessible, etc.).
A doorkeeper is useful, especially if people tend to be late. When the
meeting begins, they continue to be available for latecomers. They might briefly explain what has happened so far and
where the meeting is currently on the agenda.
The doorkeeper might suggest to the latecomers that
they refrain from participating in the current agenda item and wait
until the next item before participating. This
avoids wasting time, repeating discussion,or addressing already resolved
concerns. Of course, this is not a rigid rule. Use
discretion and be respectful of the group's time.
Experience has shown this role to be far more useful than it might at first appear, so experiment with it and discover
if meetings can become more pleasant and productive
because of the friendship and care which is expressed
through the simple act of greeting people as they arrive at
the meeting.
Techniques
There are a great many techniques to assist the facilitator in managing the agenda and group dynamics. The following
are just a few of the more common and frequently
used techniques available to the facilitator. Be creative
and adaptive. Different situations require different techniques. With experience will come an understanding
of how they affect group dynamics and when is
the best time to use them.
Equalizing Participation
The facilitator is responsible for the fair distribution of attention during meetings. Facilitators call the attention
of the group to one speaker at a time. The grammar
school method is the most common technique for choosing
the next speaker. The facilitator recognizes each person in the
order in which hands are raised. Often, inequities
occur because the attention is dominated by an
individual or class of individuals. This can occur because
of socialized behavioral problems such as racism, sexism, or the
like,or internal dynamics such as experience, seniority, fear, shyness,
disrespect,ignorance of the process, etc. Inequities can be corrected
in many creative ways. For example, if men are
speaking more often than women, the facilitator can
suggest a pause after each speaker, the women counting to five
before speaking, the men counting to ten.
In controversial situations, the facilitator can request
that three speakers speak for the proposal, and three speak against it. If the group would like to avoid
having the facilitator select who speaks next,
the group can self-select by asking the last speaker to pass an object, a talking stick, to the next. Even
more challenging, have each speaker stand before
speaking, and begin when there is only one person standing.
These are only a handful of the many possible problems and solutions that exist. Be creative. Invent your own.
Listing
To help the discussion flow more smoothly, those who want to speak can silently signal the facilitator, who would add
the person's name to a list of those wishing to
speak, and call on them in that order.
Stacking
If many people want to speak at the same time, it is useful to ask all those who would like to speak to raise their
hands. Have them count off,and then have them speak in that order. At the
end of the stack, the facilitator might call for
another stack or try another technique.
Pacing
The pace or flow of the meeting is the responsibility of the facilitator. If the atmosphere starts to become tense,
choose techniques which encourage balance and
cooperation. If the meeting is going slowly and people are becoming restless, suggest a stretch or rearrange
the agenda.
Checking the Process
If the flow of the meeting is breaking down or if one person or small group seems to be dominating, anyone can call into
question the technique being used and suggest
an alternative.
Silence
If the pace is too fast, if energies and tensions are high, if people are speaking out of turn or interrupting one another,
it is appropriate for anyone to suggest a moment
of silence to calm and refocus energy.
Taking a Break
In the heat of discussion, people are usually resistant to interrupting the flow to take a break, but a wise
facilitator knows, more often than not, that
a five minute break will save a frustrating half hour or more of circular discussion and fruitless debate.
Call For Consensus
The facilitator, or any member recognized to speak by the facilitator,can
call for a test for consensus. To do this, the facilitator asks if there are any unresolved concerns which remain
unaddressed. (See page 13.)
Summarizing
The facilitator might choose to focus what has been said by summarizing. The summary might be made by the facilitator,
the note taker, or anyone
else appropriate. This preempts a common problem, in which the discussion becomes circular, and one after another,
speakers repeat each other.
Reformulating the Proposal
After a long discussion, it sometimes happens that the proposal becomes modified without any formal decision. The
facilitator needs to recognize this and take
time to reformulate the proposal with the new information,modifications,
or deletions. Then the proposal is presented to the
group so that everyone can be clear about what is being considered.
Again, this might be done by the facilitator,
the note taker, or anyone else.
Stepping out of Role
If the facilitator wants to become involved in the discussion or has strong feelings about a particular agenda item,
the facilitator can step out of the role and
participate in the discussion, allowing another member to facilitate during that time.
Passing the Clipboard
Sometimes information needs to be collected during the meeting. To
save time, circulate a clipboard to collect
this information. Once collected,it can be entered into the written record
and/or presented to the group by the facilitator.
Polling (Straw Polls)
The usefulness of polling within consensus is primarily clarification of the relative importance of several issues. It
is an especially useful technique when the facilitator
is confused or uncertain about the status of a proposal
and wants some clarity to be able to suggest what might be the next process technique. Polls are not decisions, they
are non-binding referendum. All too often, straw
polls are used when the issues are completely clear and
the majority wants to intimidate the minority into submission by showing overwhelming support rather than to discuss
the issues and resolve the concerns. Clear and
simple questions are best. Polls that involve three
or more choices can be especially manipulative. Use with discretion.
Censoring
(This technique and the next are somewhat different from the others. They may not be appropriate for some groups.) If
someone speaks out of turn consistently, the
facilitator warns the individual at least twice that
if the interruptions do not stop, the facilitator will declare that person censored. This means the person will not
be permitted to speak for the rest of this agenda
item. If the interrupting behavior has been exhibited
over several agenda items, then the censoring could be for a
longer period of time. This technique is meant
to be used at the discretion of the facilitator. If
the facilitator censors someone and others in the meeting voice
disapproval,it is better for the facilitator to step down from the role
and let someone else facilitate, rather than
get into a discussion about the ability and judgment
of the facilitator. The rationale is the disruptive behavior makes facilitation very difficult, is disrespectful
and, since it is assumed that everyone observed
the behavior, the voicing of disapproval about a censoring
indicates lack of confidence in the facilitation rather than support for the disruptive behavior.
Expulsion
If an individual still acts very disruptively, the facilitator may confront the behavior. Ask the person to explain
the reasons for this behavior,how it is in the best interest of the group,
how it relates to the group's purpose, and how
it is in keeping with the goals and principles. Ifthe
person is unable to answer these questions or if the answers indicate disagreement with the common purpose, then the facilitator
can ask the individual to withdraw from
the meeting.
Group Discussion Techniques
It is often assumed that the best form of group discussion is that which has one person at a time speak to the whole
group. This is true for some discussions. But,
sometimes, other techniques of group discussion can
be more productive and efficient than whole group discussion. The following are some of the more common and frequently
used techniques. These could be suggested by
anyone at the meeting. Therefore, it is a good idea
if everyone is familiar with these techniques. Again, be creative
and adaptive. Different situations require different
techniques. Only experience reveals how each one
affects group dynamics or the best time to use it.
Identification
It is good to address each other by name. One way to learn names is to draw a seating plan, and as people go around
and introduce themselves,write their names on it. Later, refer to the
plan and address people by their names. In large
groups, name tags can be helpful. Also, when people
speak, it is useful for them to identify themselves so all can gradually learn each others' names.
Whole Group
The value of whole group discussion is the evolution of a group idea. A group idea is not simply the sum of individual
ideas, but the result of the interaction of ideas
during discussion. Whole group discussion can be unstructured
and productive. It can also be very structured, using various facilitation techniques to focus it. Often,
whole group discussion does not produce maximum
participation or a diversity of ideas. During whole
group discussion, fewer people get to speak, and, at times, the attitude of the group can be dominated by an idea,
a mood, or a handful of people.
Small Group
Breaking into smaller groups can be very useful. These small groups can be diads or triads or even larger. They can be
selected randomly or self-selected. If used well,
in a relatively short amount of time all participants have the opportunity to share their own point of
view. Be sure to set clear time limits and select
a note taker for each group. When the larger
group reconvenes, the note takers relate the major points and concerns
of their group. Sometimes, note takers can be requested to add only new ideas or concerns and not repeat something already covered
in another report. It is also helpful for the
scribe to write these reports so all can see the cumulative
result and be sure every idea and concern gets on the list.
Brainstorming
This is a very useful technique when ideas need to be solicited from the whole group. The normal rule of waiting to speak
until the facilitator recognizes you is suspended
and everyone is encouraged to call out ideas to be
written by the scribe for all to see. It is helpful if the atmosphere created is one in which all ideas, no matter
how unusual or incomplete,are appropriate and welcomed. This is a situation
in which suggestions can be used as catalysts,
with ideas building one upon the next, generating very
creative possibilities. Avoid evaluating each other's ideas during this time.
Go-rounds
This is a simple technique that encourages participation. The facilitator states a question and then goes around
the room inviting everyone to answer briefly. This
is not an open discussion. This is an opportunity to individually respond to specific questions, not to
comment on each other's responses or make unrelated
remarks.
Fishbowl
The fishbowl is a special form of small group discussion. Several members representing differing points of view meet
in an inner circle to discuss the issue while
everyone else forms an outer circle and listens. At
the end of a predetermined time, the whole group reconvenes and
evaluates the fishbowl discussion. An interesting
variation: first, put all the men in the fishbowl,
then all the women, and they discuss the same topics.
Active Listening
If the group is having a hard time understanding a point of view, someone might help by active listening. Listen to
the speaker, then repeat back what was heard and
ask the speaker if this accurately reflects what was
meant.
Caucusing
A caucus might be useful to help a multifaceted conflict become clearer by unifying similar perspectives or defining
specific points of departure without the focus
of the whole group. It might be that only some people
attend a caucus, or it might be that all are expected to participate in a caucus. The difference between caucuses and
small groups is that caucuses are composed of
people with similar viewpoints, whereas small group
discussions are more useful if they are made up of people with diverse
viewpoints or even a random selection of people.
Food Not Bombs Publishing
7304 Carroll Ave #136
Takoma Park, MD 20912
1-800-569-4054
E-Mail:
This email address is being protected from spam bots, you need Javascript enabled to view it
|